Raymond Baxter
Compliance Officer
Office phone: 617.345.3818
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Raymond Baxter is a Compliance Officer of Burns & Levinson Asset Management’s Investment Policy Committee. Mr. Baxter advises and represents clients in matters of corporate and securities law and mergers and acquisitions, as well as matters of a general corporate nature. Mr. Baxter represents investment advisory firms, both federally (SEC) and state registered, in all matters ranging from their organization, licensing/registration, products and services offered, client contract negotiations, operations, and compliance. In addition, Mr. Baxter has extensive experience representing both lenders and borrowers in documenting secured and unsecured commercial loans of all sizes as well as in loan workouts and restructurings. He has also represented mortgage lenders and brokers in regulatory and compliance matters.
Mr. Baxter came to Burns & Levinson from the New York law firm Cahill, Gordon & Reindel. At this firm, he gained abundant experience in public offerings, representing both issuers and underwriters in offerings of debt and equity of all sizes.